Business Activity Disclosure

As a Carte Wealth Management Inc. Representative, I am engaged in various business activities including being a registered Mutual Funds Salesperson, a licensed Life Insurance Advisor, a Director/Owner/Secretary, a Financial Advisor, a Member of a Service Club, and a Tax Prepper/Filer and represent separate companies for each purpose. As such, you may be dealing with more than one company depending on the products purchased, or services rendered. Remuneration also varies with the products purchased, or services rendered. I will be representing Carte Wealth Management Inc. for the sale of mutual fund products and will provide you with the name of the entities that I represent while conducting business as a licensed Life Insurance Advisor, a Director/Owner/ Secretary, a Financial Advisor, a Member of a Service Club, and a Tax Prepper/Filer. The business activities relating to my position or occupation as a licensed Life Insurance Advisor, a Director/Owner/Secretary, a Financial Advisor, a Member of a Service Club, and a Tax Prepper/Filer, are not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

I, Trevor Wright, am a registered mutual fund salesperson represented by Carte Wealth Management Inc.

  1. I am also a licensed Life Insurance Advisor with Carte Risk Management Inc., The Edge Benefits Inc., Financial Horizons Group Inc., and Group Medical Services (GMS Insurance), Managing General Agencies. Any activities relating to my occupation as a licensed Life Insurance Advisor, is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
  2. I am also a Director/Owner/Secretary of Wright Wealth (Guelph) Inc., a financial services business, and an entity through which I place life insurance business. Any activities relating to my occupation as a Director/Owner, is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
  3. I am also a Financial Advisor with CashiQ and Registered Deposit Brokers Association (RDBA), through which I perform GICs. Any activities relating to my position as Financial Advisor, is not the business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
  4. I am also a Member of Midland YMCA Men’s Club, a Service Club for men. Any activities relating to my position as a Member of a Service Club, is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.
  5. I am also a Tax Prepper/Filer with Touchpoints Tax Preparation Services. Any activities relating to my occupation as a Tax Prepper/Filer, is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

I, Trevor Wright, wish this distinction to be clear, and if you are not sure of the difference, let us discuss it, or I can suggest sources from which you can obtain the necessary explanation. Our self-regulatory organization, The Mutual Fund Dealers Association of Canada (“MFDA”), has rules which state that the distinction between these business activities must be clear and that you understand the difference for the purposes of this transaction.